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1
RESPA
We assist growing mortgage
brokers with reviewing
their existing compliance
policies and procedures and
developing new best practices
for their entire staff.
This is often more affordable
when compared with hiring a
compliance staff person.
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2
Cultural Diversity
We can develop a resource
network of multicultural vendors
to help your loan originators
and processors better serve our
diverse homeowners.
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3
Applied Ethics
We can create an ethics
education program for a
multi-branch mortgage brokerage
that supports compliance best
practices and reduces liability
under the federal sentencing
guidelines for corporations.
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4
Integrated Compliance
Challenges
We can design and deliver a
series of rigorous
educational workshops for
companies that integrate the
real estate agent function with
the function of loan
origination.
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5
Do-Not-Call Registry
We can design and deliver
dynamic and interactive
workshops for every person who
calls consumers at home.
We can also set
up Do-Not-Call Registry
compliance plans for each branch
office.
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6
Graham Leach Bliley Act
Compliance
We help you and your staff
easily execute privacy and
consumer opt-in/out best
practices.
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7
Friendly Performance Audits
We help you identify compliance
issues, facilitate the design
and delivery of preventative
procedural changes, and help you
create a historical record of
preventative measures taken in
the event of a DFI audit.
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8
Expert Witness
We can help your attorney prepare for
litigation by
providing an expert witness to
do research and give testimony
on mortgage lending compliance.
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Click here for a partial list of
our clients
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